"Compliance infrastructure was ranked the third most important manager selection criterion, with nearly 50% of respondents citing it as "very important.""

SEI-Greenwich Associates Report, New Rules of Institutional Hedge Fund Investing, January 2010

ACS Compliance Risk Management for
Investment Advisers






ACS Compliance Risk Management automates compliance monitoring and compliance-event remediation, documents compliance actions, and increases compliance professionals’ productivity. Advisers rely on ACS to transform compliance management to an asset and an advantage compared to current manual methods. ACS improves the overall quality of compliance operations by:

  • Manage your compliance operations without interruption by incorporating your firm’s existing Compliance Manual and Code of Ethics into your dedicated ACS system
  • Easily and quickly modifiable for implementing new SEC and other regulatory agency requirements
  • Lowers the cost of compliance support through automating your review procedures
  • Reduces the risks of errors with sophisticated procedural workflow instructions that manage the resolution of both event-driven issues and obligatory monitoring reviews
  • Provides compliance continuity when your CCO or compliance staff is not available
  • Stores your compliance documentation offsite in a disaster recovery facility with nightly back-up