Automated Compliance Solutions

"Compliance infrastructure was ranked the third most important manager selection criterion, with nearly 50% of respondents citing it as "very important.""

SEI-Greenwich Associates Report, New Rules of Institutional Hedge Fund Investing, January 2010

SEC Registration
Fast Track






ACS Compliance Risk Management will assist you to navigate through the multiple steps of the SEC registration process. First, you will use ACS' Policies and Procedures area to create a Compliance and Ethics Manual. The ACS' procedure templates are based on industry best practices and will immediately put your compliance program on track. ACS will ensure that you are prepared for any SEC examination that may occur at any time after you are registered. And since the industries' leading compliance risk management solution is delivered as a software service, you can start the compliance management effort immediately without IT delays. ACS fast tracks you to meeting your goal of being audit ready 24/7.

  • Facilitates the establishment and implementation of SEC-required policies
  • Includes ACS online regulatory resource library
  • Easily and quickly modifiable for implementing new SEC and other regulatory agency requirements
  • Reduces the risks of errors with sophisticated procedural workflow instructions
  • Manage the resolution of both event-driven issues and obligatory monitoring reviews
  • Provides compliance continuity when your CCO or compliance staff is not available
  • Stores your compliance documentation offsite in a disaster recovery facility with nightly back-up